The Board of Directors and the senior management of a financial institution should ensure that which three are established and followed with regard to an effective AML program?

An account officer who maintains an excellent relationship with the finance manager for a correspondent bank customer learns that many records for the correspondent bank have been requested by law enforcement. In the interest of maintaining a good relationship with the customer, the account officer sets up a meeting to discuss the legal request with the customer. The account officer intends to discuss points related to the investigation during this meeting. Which of the following should an anti-money laundering specialist recommend?

Your company develops an API application that is orchestrated by using Kubernetes.
You need to deploy the application.
Which three actions should you perform? Each correct answer presents part of the solution.
NOTE: Each correct selection is worth one point.

During an ongoing investigation into a client's activities by a competent authority, a compliance officer should

What are some of the shortcomings in using letters regulatory? Choose 3 answers