A.Identify natural persons who own or control more than 5%

B.Obtain senior management approval before establishing the relationship

C.Obtain a third party independent review of the respondent's anti-money laundering program

D.Gather a list of their politically exposed customers

A.Lists of anti-money laundering regulations

B.Computer-based modules titles differently for each job description in the bank

C.Real-life money laundering examples

D.Random testing of employees to ensure proper understanding of policies

A.Commission Rogatoire

B.Mutual Legal Assistance Treaties

C.Account Monitoring Order

D.Economic Sanctions

A.Use of casino deposit accounts by the customer

B.Transfer between customers

C.Customer from a high-risk country

D.Improper use of third parties as customers

E.Casual customers

A.Determination of what type of customer the financial institution will accept

B.Obtaining date of birth and address of a prospective customer

C.Training as to how and to what extent to identify prospective customers

D.Determination of who in the institution should be assigned to the prospective customer as a liaison