Question 351
Your company has a data team of Scala and R experts.
You plan to ingest data from multiple Apache Kafka streams.
You need to recommend a processing technology to broker messages at scale from Kafka streams to Azure Storage.
What should you recommend?
You plan to ingest data from multiple Apache Kafka streams.
You need to recommend a processing technology to broker messages at scale from Kafka streams to Azure Storage.
What should you recommend?
Question 352
A large financial institution (Fl) is considering expanding business to an area of the world with weak AML laws. The risk-based assessment indicates that the location will increase the Fl's risk appetite beyond the stated acceptable amount. Which risk factors should be used to identify the priority of the Fl?
Question 353
A potential client calls a broker-dealer wishing to purchase securities. The client does not appear to be concerned with any fees associated with the account or price of the securities. Further information provided by the potential client indicates the individual may have relatives working for a company in which the potential client wants to invest. Which type of activity is the potential client attempting to commit?
Question 354
Which of the following provides anti-money laundering specialists information related to money laundering trends?
1. Egmont Group's 100 Cases
2. Financial Action Task Force Typologies
3. FinCEN's SAR Activity Review
4. The Wolfsberg Principles
1. Egmont Group's 100 Cases
2. Financial Action Task Force Typologies
3. FinCEN's SAR Activity Review
4. The Wolfsberg Principles
Question 355
To deter money laundering through new accounts, a financial institution should: