Question 466

In terms of CFA Institute's Standards of Professional Conduct when dealing with the purpose and scope of Standard V(A): Diligence and Reasonable Basis, which of the following statements are correct?
I). Members must establish a reasonable basis for all investment recommendations and actions.
II). This standard is meant to address only the member-client relationship.
III). Diligence must be exercised to avoid any material misrepresentation.
IV). Records and documentation must be maintained in order to support the investment recommendations and actions.
  • Question 467

    Given the following information about a company: Sales of $1.2 million, Payables payment period of
    6 0 days, Cost of goods sold equals 70% of sales. What is the company's average trade payables using a
    3 65-day year?
  • Question 468

    Which of the following statements is correct?
  • Question 469

    Margin loans may increase the purchase of stocks. Declining margin debt may force the selling of stocks. This is using margin debt as a:
  • Question 470

    Seabreeze Mortgage Securities has mortgage backed securities outstanding that have a monthly cash flow yield of 0.325%. What is their annualized cash flow yield?