Online Access Free CSC2 Practice Test

When acting as a principal, how do investment dealers generate revenue?

• A.Through commissions
• B.Thrown tracers.
• C.Through brokerage changes.
• D.Through spreads on buy/sell prices.

Ella has invested her RRSP in a mutual fund where the distributions are automatically reinvested in the same fund. What will be the consequences of these distributions?

• A.Ella's income from distributions will be taxed at her personal rate in the year received.
• B.Ella will have more mutual fund units worth less each.
• C.Ella will be sent a T3 form reporting the types of income distributed that year.
• D.Ella will be sent a T5 form reporting the types of income distributed that year.

Which method of technical analysis involves the use of devices for smoothing out fluctuating values in an individual stock or aggregate market over time?

• A.Cycle.
• B.Sentiment indicators.
• C.Chart.
• D.Moving average.

Which asset type is classified as a fixed-income asset for portfolio management purposes?

• A.Bonds with a maturity of one year or less.
• B.Convertible bonds.
• C.Preferred shares.
• D.Money market securities

What investment option is classified as a fixed-income asset?

• A.Preferred share.
• B.Real estate investment trust security.
• C.Rental property.
• D.Hedge fund.