A.The permanent audit file.

B.Management's charter for the quality control department.

C.The prior audit report.

D.An analysis of quality control documents.

A.CAATs can select an appropriate sample size for testing and thus provide higher level of assurance.

B.CAATs are more objective than the traditional methods in interpreting the results.

C.CAATs can examine the whole of population of transactions, rather than a sample, in order to identify exceptions and trends.

D.CAATs can process the results faster and thus give a higher level of assurance.

A.Directive controls.

B.Corrective controls.

C.Preventive controls.

D.Detective controls.

A.Participate in an advisory capacity on the committee that adjudicates any violations.

B.Lead the committee responsible for the oversight of the code.

C.Develop specific procedures to ensure that the code is clearly communicated to all employees.

D.Review and adjudicate all complaints.

A.Provide a sound basis for audit observations and recommendations.

B.Comply with the Standards.

C.Minimize the cost of the audit engagement.

D.Eliminate the risk of drawing incorrect conclusions.