In advance of a preliminary survey, a chief audit executive sends a memorandum and questionnaire to the supervisors of the department to be audited. What is the most likely result of that procedure?

A chief audit executive (CAE) has decided to add an engagement to the current audit plan which will exceed available audit resources. Which of the following is the best course of action for the CAE to take?

Which of the following would be an appropriate and effective control self-assessment approach in an organization with an authoritative culture?
I. Facilitated meeting
II. Survey
III. Management-produced analysis

According to the Standards, which of the following best describes the responsibility of the chief audit executive (CAE) for approving the final engagement report?
The CAE is responsible for obtaining management approval before issuing the final report. The CAE has overall responsibility for the report but can delegate the review and approval of the report. The CAE is responsible for obtaining senior management's approval before
--- releasing the final report. -
The CAE is responsible for approving to whom and how the final report will be disseminated.

In preparing to facilitate a control self-assessment session, an auditor would be least likely to ensure that: