Free Access FINRA.Series-7.v2023-03-10.q140 Practice Test (Page 13)

Which of the following is considered an intangible asset?

A.marketable securities

B.trademarks

C.accounts receivable

D.furniture

Call loans made by banks to broker/dealers are generally for the purpose of which of the following?

A.expansion of office facilities

B.meeting operating expenses

C.carrying margin accounts

D.financing securities held in inventory

Book value of a corporation is also known as:

A.net tangible asset value per share

B.intangible value

C.par value

D.dilution value

Which of the following sets of prices is that of a closed-end investment company?

A.$7.50 $8.10

B.$10.10 $11.00

C.$28.14 $27.75

D.$20.15 $21.85

For a self-employed individual's retirement plan, ERISA permits an investment in which of the following?

A.a unit investment trust

B.a variable annuity

C.a US Treasury bond

D.all of the above

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