Free Access FINRA.Series-7.v2023-03-10.q140 Practice Test (Page 4)

Question 11

The maximum contribution an employer may make to a SEP-IRA is:

A.$4,000

B.$5,000

C.25% of employee compensation

D.100% of employee compensation

Question 12

Which of the following are sources of funding for limited partnerships?

A.proceeds of the offering

B.periodic assessments on the partners

C.installment payments

D.all of the above

Question 13

In a corporation's financial statements, earned surplus is also recognized as:

A.gross profit

B.net income

C.earnings retained after payment of dividends to shareholders

D.operating income after payment of interest expense

Question 14

Although a corporation has no earnings in a particular year, it is obligated to pay interest on all its outstanding debt except the following:

A.convertible subordinated debentures

B.collateral trust bonds

C.adjustment bonds

D.equipment trust certificates

Question 15

What is the loan value on a call option held in a customer's margin account?

A.0

B.50%

C.30%

D.the compliment of the FRB initial margin requirement for listed stocks

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